| N° | Public Records | Legal References |
|---|---|---|
| 1 | Securities | Article 5, Law No. 18,045 |
| 2 | Securities Issuers | Article 5, Law No. 18,045 |
| 3 | Foreign securities (CDV) | Article 183, Law No. 18,045 |
| 4 | Stock Brokers and Securities Agents | Article 26, Law No. 18,045 |
| 5 | Chairman, Board Members, Senior executives, Managers, Administrators and Liquidators | Article 68, Law No. 18,045 |
| 6 | Reporting entities | Law No. 20,382, transitional article 1 Law No. 18,045, article 7. GR (General Rule) No. 364, of 2014. |
| 7 | External audit companies. | Law No. 18,045, article 239. GR No. 275, of 2010. |
| 8 | Certifying entities of offenses prevention models. | Law No. 20,393. GR No. 302. |
| 9 | Account inspectors and external auditors. | Supreme decree (SD) No.702 Hda., articles No.92 to No.100. Law No. 18,046, article No. 53. Circular Communication No. 2102, of 2013. |
| 10 | Power Rating Attorneys | DS N° 702 de 2011 Hda., artículo 116. |
| 11 | Risk-Rating Agencies | Article 71, Law No. 18,045 |
| 12 | Insurance Brokers (Insurance Trade Auxiliaries) | Letter g, of article 3 and art. 58 DFL No. 251 |
| 13 | Loss Adjusters (Insurance Trade Auxiliaries) | Letter g, of article 3, arts. 61 and 62 DFL No. 251 |
| 14 | Mortgage mutual fund manager agents | Article 88 DFL No. 251 |
| 15 | Domestic and Foreign Reinsurance Brokers | Article 16 bis DFL No. 251 |
| 16 | Product Brokers | Article 7, Law No. 19,220 |
| 17 | Farming Products | Article 19, Law No. 19,220 |
| 18 | Life Annuities Sales Agent | Title III, article 57 DFL 251 |
| 19 | Portfolio Administrators |
Law No. 20,712 and SD No. 129. |
| 20 | Mandates Managers | Law No. 20,880, articles 28 and 29. GR No. 409. |
| 21 | Registry of Funds' Internal Regulation | Law No. 20,712, article 46. |
Public Registries under the CMF Management
In consequence of the dictation of the already mentioned different legal instruments, which have granted attributions, powers, and duties to the CMF, it shall keep 21 public registries, as detailed in this section, with their respective legal reference.
